The Nigerian Exchange Limited (NGX) has indicted 30 quoted companies for breach of its corporate governance rule in respect of filing their financial statements.
The companies are
Fidelity Bank Plc, Access Bank Plc, FBN Holdings Plc, Unity Bank Plc,
Ecobank Transnational Incorporated (ETI) Plc, Jaiz Bank Plc, Wema Bank,
Guaranty Trust Company (GTCo) Plc, NPF Microfinance Bank, Abbey Mortgage Bank
Plc, Royal Exchange Plc, Universal Insurance Plc, Regency Alliance Insurance
Plc, Thomas Wyatt Nigeria Plc, Caverton Offshore Support Group Plc and Juli
Plc.
Others are Flour Mills of Nigeria Plc, Honeywell Flour Mills
Plc, Ardova Plc (now delisted), Conoil Plc, Presco Plc, PZ Cusson Nigeria Plc,
Daar Communication Plc, Champion Breweries Plc, Notore Chemical Industries Plc,
GlaxoSmithKline Nigeria Plc (GSK), Industrial Medical & Gases Nigeria Plc,
C&I Leasing Plc, John Holt Plc, and Briclinks Africa Plc.
The filing defaults ranged between full-year and quarterly
financial statements, for which they were made to pay a cumulative fine of N230
million.
As part of the post-listing rules of the NGX, companies
quoted on the Exchange are required to file their respective unaudited
quarterly and audited yearly financial statements with the NGX a month after
the end of each quarter and three months after the end of a financial reporting
year.
Companies experiencing any form of challenge that would
hinder the submission within the stipulated timeframe are required by the
post-listing rule to communicate the challenge with the NGX.
Compliance with the rule, according to the NGX, promotes
transparency, helps orderliness in the market and ultimately helps investors in
making informed decisions regarding the companies’ securities. Vanguard’s
findings show that 10 of the companies that defaulted in submission of
different quarterly results attracted N183.5 million, representing 79.5 percent
of the total fines.
C&I Leasing Plc, which failed in timely submission of
its 2022 audited full year, as well as the unaudited first and second quarters
2023 financial statements, was penalised to the tune of N60.7 million.
Presco Plc attracted N24.8 million fines following the late
filing of its audited 2022 financial statement and the first quarter 2023
(Q1’23) financials.
Ardova Plc’s default filing of its 2022 audited financial
statement and Q1’23 statement attracted N18.6 million fines to the company.
Reacting to the development, Patrick Ajudua, National Chairman, New Dimension
Shareholders Association, said, “it is surprising that despite fines imposed on
the companies, they still default in the post-listing rule’s requirement”.
Though he blamed the primary regulators of some of the
companies involved in approving their results for the delay, he said that the
fines are in order to enforce compliance.
He stated: “A closer look into the root cause will show that
some of the reasons are attributable to delays experienced from their primary
regulators. Besides this, as shareholders we are okay with the fine as it tends
to ensure adherence to listing rules. “Going forward, there is the need to
ensure that officers whose lapses attract such fines are made to bear the
punishment. The companies should be made to strengthen their compliance units
to ensure compliance with the NGX’s rules”.